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  • SEC Mininum Liquid Capital Requirement
    SEC Mininum Liquid Capital Requirement Securities and Exchange Commission mandates minimum liquid capital requirement for market operators and prescribes treatment for short-selling, securities borrowing and lending arrangements, margin financing and repurchase transactions. In this Legal & Regulatory Briefing, our Managing Partner, Jonathan Amable and Associate Attorney, Jude Serbeh-Boateng, explore this update deeper.

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